Journal of Financial Regulation and Compliance: Volume 32 Issue 3

Corruption in least developed countries and ESG (responsible) investment: Standard Chartered Bank in Nepal

Tim Gocher, Wen Li Chan, Jayalakshmy Ramachandran, Angelina Seow Voon Yee

This study aims to explore the effects of responsible international investment in a least developed country (LDC) on ethics and corruption in the local industry. While investment…

How effective are the enforcement activities of derivatives exchanges in the digital age? A survey of enforcement notices through the lens of humans

Alexander Conrad Culley

The purpose of this paper is to scrutinise the effectiveness of four derivative exchanges’ enforcement efforts since 2007. These exchanges include the Commodity Exchange Inc. and…

Does intellectual capital reduce the probability of default?

Sakshi Khurana, Meena Sharma

This study aims to examine the impact of intellectual capital (IC) on default risk in Indian companies listed on the National Stock Exchange.

A commentary on the EU money laundering reform in light of the subsidiarity principle

Markus Tiemann

In July 2021, the European Commission has proposed a set of conjunct initiatives to reform the antimoney laundering/countering the financing of terrorism (AML/CFT) regulatory…

Interconnectedness of European insurers and cat shocks contagion effects

Bojan Srbinoski, Klime Poposki, Vasko Bogdanovski

The purpose of this paper is to examine the evolution of interconnectedness of European insurers among themselves, as well as with other non-financial firms, for the period…

Institutional pressures and risk governance: testing the mediation role of collectivist orientation among financial institutions in Uganda

JohnBosco Kakooza, Vicent Bagire, Ernest Abaho, John Munene, Sulait Tumwine

The purpose of this paper is twofold: to examine the relationship between institutional pressures and risk governance in financial institutions (FIs) in Uganda and to establish…