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Is there a priced risk factor associated with conservatism?

Kerstin Lopatta (Department of Business Administration, Economics and Law, University of Oldenburg, Oldenburg, Germany)
Felix Canitz (Carl von Ossietzky Universitat, Oldenburg, Germany)
Christian Fieberg (Bremer Landesbank, Bremen, Germany)

Journal of Risk Finance

ISSN: 1526-5943

Article publication date: 21 November 2016

563

Abstract

Purpose

García Lara et al. (2011) argue that there is a conservatism-related priced risk factor in US stock returns. To put this to the test, the authors aim to analyze whether the conditional conservatism effect comes from the loading on a conditional conservatism-related factor-mimicking portfolio (systematic risk) or the conservatism characteristic itself.

Design/methodology/approach

The authors form characteristic-balanced portfolios from dependent sorts of stocks on the firm’s degree of conservatism and the firm’s loading on the conservatism-related factor-mimicking portfolio as proposed by Daniel and Titman (1997) and Davis et al. (2000).

Findings

The tests indicate that it is the conditional conservatism characteristic rather than the factor loading that explains the cross-sectional differences in average stock returns. Consequently, they do not find evidence for a conservatism-related priced risk factor.

Originality/value

This finding suggests that investors misvalue the conservatism characteristic and casts doubt on the rational risk explanation as proposed by García Lara et al. (2011).

Keywords

Acknowledgements

This research was conducted while Kerstin Lopatta was visiting professor at City University of Hong Kong and Christian Fieberg was substitute professor at the University of Bremen and lecturer at the FOM Hochschule. The authors wish to thank anonymous referees for helpful comments.

Citation

Lopatta, K., Canitz, F. and Fieberg, C. (2016), "Is there a priced risk factor associated with conservatism?", Journal of Risk Finance, Vol. 17 No. 5, pp. 545-561. https://doi.org/10.1108/JRF-05-2016-0065

Publisher

:

Emerald Group Publishing Limited

Copyright © 2016, Emerald Group Publishing Limited

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